Atlantic offers all its clients a risk-adverse environment, one based on three essentials: security, quality control, compliance. These three principals guide and inform our day-to-day operations and our long-range planning. They are the means by which we develop and maintain all the processes that give our clients maximum protection in today’s volatile and hazardous business marketplace.
Our risk-adverse corporate culture is evident in our company organization, our operations and technology and our approach to legal regulations.
Organization
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We perform external and annual reports both quarterly and annually.
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External audits (KMPG) cover operating and technological process standards.
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SAS70 type audits test the efficiency of internal norms and controls.
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Our quarterly reviews (RCSA) measure compliance and highlight potential risks.
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Atlantic’s Management Board identifies risks based on model system processes set forth in Business Processes Modeling Notation.
Operations and Technology
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The Service Level Agreement (SLA) signed with clients regulate quality in our operational and technology functions.
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SLA sets standards for the transparency and service quality of processes and activities.
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SLA criteria are the basis for Atlantic’s systematic quality controls and measures of operational efficiency.
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Business continuity and data security are supported by our Continuity of Business (COB) plan.
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Multifactor Authentication (MFA) employs additional verification, in the form of challenging questions, to authenticate users.
Legal Regulations
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Atlantic’s system solutions support effective compliance.
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We monitor developments and take part in drafting regulatory and legal updates, with particular attention paid to protecting personal data, preventing illegal money flows and preventing conflict of interest.
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Our standards meet KYC/AML requirements.
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Our proprietary Compliance Best Practices were developed in cooperation with ALFI TA and Distribution forum, as well as with ICI IOAC.
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We identify suspected transactions by scanning registers against the International Sanction Lists (FAC and UE), and report all findings to an Atlantic Fund Manager.
